SEC Form 4 · accession 0001004702-19-000071
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grace Vallacchi
Officer — Executive Vice President & CRO
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2019 | S | 1,700 | $24.75 | D | 26,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $27.40 | holding | — | — | — | Mar 1, 2019 | Jan 24, 2028 | Common Stock | 9,190 | 9,190 | D |
| Stock Option (right to buy)F3 | $25.20 | holding | — | — | — | Mar 1, 2020 | Mar 1, 2029 | Common Stock | 50,335 | 50,335 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $24.71 to $24.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
- F2Sale of a portion of vesting restricted stock to pay associated taxes. Total includes unvested restricted stock.
- F3Options vest in five equal annual installments beginning on the date first exercisable.