SEC Form 4 · accession 0001004702-19-000063

OCEANFIRST FINANCIAL CORP · OCFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President & CRO

Period of report

Feb 28, 2019

Accepted (ET)

Mar 4, 2019 · 12:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001004702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 28, 2019	A	2,975	$0.00	A	22,348	D
Common Stock^F2	Feb 28, 2019	A	7,340	$0.00	A	29,688	D
Common Stock^F3	Mar 1, 2019	D	1,277	$0.00	D	28,411	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$25.20	Feb 28, 2019	A	50,335	A	Mar 1, 2020	Mar 1, 2029	Common Stock	50,335	50,335	D
Stock Option (right to buy)^F4	$27.40	holding	—	—	—	Mar 1, 2019	Jan 24, 2028	Common Stock	9,190	9,190	D

F1Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.
F2Shares vest in five equal installments beginning on March 1, 2020 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2019, 2020, 2021, 2022, and 2023, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.
F3Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.
F4Options vest in five equal annual installments beginning on the date first exercisable.