SEC Form 4 · accession 0001004702-19-000017
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Devlin
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | M | 46,709 | $9.70 | A | 173,652 | D | |
| Common Stock, par value $0.01 per shareF2,F1 | Feb 11, 2019 | S | 46,709 | $25.07 | D | 126,943 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 15,662 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.70 | Feb 11, 2019 | M | 46,709 | D | Jun 15, 2011 | Jun 12, 2020 | Common Stock | 46,709 | 0 | D |
Explanation of responses
- F1Total includes shares of restricted Common stock that have not yet vested.
- F2This transaction was executed in multiple trades at prices ranging from $25.00 to $25.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.