SEC Form 4 · accession 0001004702-18-000146
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Maher
Officer — Chairman, President and CEO · Director
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 26, 2018 | P | 500 | $24.88 | A | 110,068 | D | |
| Common StockF2 | holding | — | — | — | 7,988 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 1,727 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.55 | holding | — | — | — | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (right to buy)F3 | $17.75 | holding | — | — | — | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 12,000 | 12,000 | D |
| Stock Option (right to buy)F3 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 29,772 | 29,772 | D |
| Stock Option (right to buy)F3 | $17.28 | holding | — | — | — | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 59,677 | 59,677 | D |
| Stock Option (right to buy)F3 | $29.01 | holding | — | — | — | Mar 1, 2018 | Mar 15, 2027 | Common Stock | 73,400 | 73,400 | D |
| Stock Option (right to buy)F3 | $27.40 | holding | — | — | — | Mar 1, 2019 | Jan 24, 2028 | Common Stock | 25,275 | 25,275 | D |
Explanation of responses
- F1Total includes shares of restricted Common stock that have not yet vested.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3Options vest in five equal annual installments beginning on the date first exercisable.