SEC Form 4 · accession 0001004702-18-000109
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Maher
Officer — Chairman, President and CEO · Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 12:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2018 | M | 4,500 | $14.55 | A | 91,655 | D | |
| Common StockF1 | Jun 7, 2018 | M | 24,000 | $17.75 | A | 115,655 | D | |
| Common StockF1 | Jun 7, 2018 | M | 29,772 | $17.37 | A | 145,427 | D | |
| Common StockF1 | Jun 7, 2018 | M | 39,783 | $17.28 | A | 185,210 | D | |
| Common StockF1 | Jun 7, 2018 | F | 75,642 | $30.75 | D | 109,568 | D | |
| Common StockF2 | holding | — | — | — | 7,726 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 1,708 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $14.55 | Jun 7, 2018 | M | 4,500 | D | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (right to buy)F3 | $17.75 | Jun 7, 2018 | M | 24,000 | D | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 24,000 | 12,000 | D |
| Stock Option (right to buy)F3 | $17.37 | Jun 7, 2018 | M | 29,772 | D | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 29,772 | 29,772 | D |
| Stock Option (right to buy)F3 | $17.28 | Jun 7, 2018 | M | 39,783 | D | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 39,783 | 59,677 | D |
| Stock Option (right to buy)F3 | $29.01 | holding | — | — | — | Mar 1, 2018 | Mar 15, 2027 | Common Stock | 73,400 | 73,400 | D |
| Stock Option (right to buy)F3 | $27.40 | holding | — | — | — | Mar 1, 2019 | Jan 24, 2028 | Common Stock | 25,275 | 25,275 | D |
Explanation of responses
- F1Total includes shares of restricted Common stock that have not yet vested.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3Options vest in five equal annual installments beginning on the date first exercisable.