SEC Form 4/A · accession 0001004702-18-000080
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Fitzpatrick
Officer — Executive Vice President & CFO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 13, 2018 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | A | 1,455 | $0.00 | A | 114,898 | D | |
| Common StockF2 | holding | — | — | — | 2,577 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 79,563 | I | By Esop |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $29.01 | Mar 15, 2017 | A | 0 | A | Mar 1, 2018 | Mar 15, 2027 | Common Stock | 0 | 22,500 | D |
| Stock Option (right to buy) | $16.81 | holding | — | — | — | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 21,263 | 21,263 | D |
| Stock Option (right to buy) | $10.00 | holding | — | — | — | Feb 17, 2011 | Feb 17, 2020 | Common Stock | 29,770 | 29,770 | D |
| Stock Option (right to buy) | $13.87 | holding | — | — | — | Feb 18, 2012 | Feb 18, 2021 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy) | $13.83 | holding | — | — | — | Feb 15, 2013 | Feb 15, 2022 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy)F4 | $14.62 | holding | — | — | — | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 22,500 | 22,500 | D |
| Stock Option (right to buy)F4 | $17.75 | holding | — | — | — | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 22,500 | 22,500 | D |
| Stock Option (right to buy)F4 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 22,500 | 22,500 | D |
| Stock Option (right to buy)F4 | $17.28 | holding | — | — | — | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 22,500 | 22,500 | D |
Explanation of responses
- F1Restricted shares awarded. This form is being filed to corrected the vesting period of the awarded shares. Such shares vest in three equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3This form is being filed to correct the vesting period for this stock option award. Options vest in three equal installments beginning on the first date exercisable.
- F4Options vest in five equal annual installments beginning on the date first exercisable.