SEC Form 4 · accession 0001004702-18-000061
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Angelo Catania
Director
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 9:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | M | 2,363 | $16.81 | A | 25,869 | D | |
| Common StockF1 | Feb 15, 2018 | S | 1,505 | $26.47 | D | 24,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.81 | Feb 15, 2018 | M | 2,363 | D | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 2,363 | 0 | D |
| Stock Option (right to buy) | $12.28 | holding | — | — | — | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 2,363 | 2,363 | D |
| Stock Option (right to buy) | $10.00 | holding | — | — | — | Feb 17, 2011 | Feb 17, 2020 | Common Stock | 3,310 | 3,310 | D |
| Stock Option (right to buy) | $13.87 | holding | — | — | — | Feb 18, 2012 | Feb 18, 2021 | Common Stock | 3,500 | 3,500 | D |
| Stock Option (right to buy) | $13.83 | holding | — | — | — | Feb 15, 2013 | Feb 15, 2022 | Common Stock | 3,500 | 3,500 | D |
| Stock Option (right to buy) | $14.62 | holding | — | — | — | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1Total includes shares of restricted Common Stock that have not yet vested.