SEC Form 4 · accession 0001004702-18-000051
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Brady
Director
Period of report
Feb 5, 2018
Accepted (ET)
Feb 5, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2018 | S | 2,653 | $26.05 | D | 81,836 | D | |
| Common StockF1 | Feb 5, 2018 | S | 706 | $26.03 | D | 81,130 | D | |
| Common StockF2 | Feb 5, 2018 | S | 16,641 | $26.01 | D | 6,374 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $8.45 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 65,858 | 65,858 | D |
| Stock Option (right to buy) | $11.71 | holding | — | — | — | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 6,042 | 6,042 | D |
Explanation of responses
- F1Total includes shares of restricted Common stock that have not yet vested.
- F2This transaction was executed in multiple trades at prices ranging from $26.00 to $26.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.