SEC Form 4 · accession 0001004702-18-000049
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Iantosca
Other
Period of report
Feb 5, 2018
Accepted (ET)
Feb 5, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2018 | S | 5,000 | $26.40 | D | 38,527 | D | |
| Common StockF3 | holding | — | — | — | 19,233 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 12,245 | I | BY ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.87 | holding | — | — | — | Feb 18, 2012 | Feb 18, 2021 | Common Stock | 10,125 | 10,125 | D |
| Stock Option (right to buy) | $13.83 | holding | — | — | — | Feb 15, 2013 | Feb 15, 2022 | Common Stock | 10,125 | 10,125 | D |
| Stock Option (right to buy)F4 | $14.62 | holding | — | — | — | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (right to buy)F4 | $14.55 | holding | — | — | — | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (right to buy)F4 | $17.75 | holding | — | — | — | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 24,375 | 24,375 | D |
| Stock Option (right to buy)F4 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy)F4 | $17.28 | holding | — | — | — | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 37,500 | 37,500 | D |
| Stock Option (right to buy)F4 | $29.01 | holding | — | — | — | Mar 1, 2018 | Mar 15, 2027 | Common Stock | 45,000 | 45,000 | D |
| Stock Option (right to buy)F4 | $27.40 | holding | — | — | — | Mar 1, 2019 | Jan 24, 2028 | Common Stock | 15,485 | 15,485 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $26.33 to $26.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
- F2Total includes shares of restricted stock to vest in the future.
- F3This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F4Options vest in five equal annual installments beginning on the date first exercisable.