SEC Form 4 · accession 0001004702-18-000002
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Walsh
Director
Period of report
Jan 22, 2018
Accepted (ET)
Jan 23, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2018 | M | 2,363 | $16.81 | A | 30,076 | D | |
| Common StockF2 | Jan 22, 2018 | F | 1,418 | $28.02 | D | 28,658 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.81 | Jan 22, 2018 | M | 2,363 | D | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 2,363 | 0 | D |
| Stock Option (right to buy) | $12.28 | holding | — | — | — | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 2,363 | 2,363 | D |
| Stock Option (right to buy) | $10.00 | holding | — | — | — | Feb 17, 2011 | Feb 17, 2020 | Common Stock | 3,310 | 3,310 | D |
| Stock Option (right to buy) | $13.87 | holding | — | — | — | Feb 18, 2012 | Feb 18, 2021 | Common Stock | 3,500 | 3,500 | D |
| Stock Option (right to buy) | $13.83 | holding | — | — | — | Feb 15, 2013 | Feb 15, 2022 | Common Stock | 3,500 | 3,500 | D |
| Stock Option (right to buy)F3 | $14.62 | holding | — | — | — | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
- F2Total includes shares of restricted Common Stock that have not yet vested.
- F3Options vest in five equal annual installments beginning on the date first exercisable.