SEC Form 4 · accession 0001004702-17-000181
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Brady
Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 29, 2017 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2017 | M | 3,825 | $9.37 | A | 67,177 | D | |
| Common Stock | Aug 28, 2017 | S | 3,825 | $24.89 | D | 63,352 | D | |
| Common Stock | holding | — | — | — | 7,000 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 14,613 | I | By ESOP | |
| Common Stock | holding | — | — | — | 3,280 | I | By Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 3,866 | I | By Stock Award II | |
| Common Stock | holding | — | — | — | 8,328 | I | By SERP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.37 | Aug 28, 2017 | M | 3,825 | D | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 3,825 | 955 | D |
| Stock Option (right to buy) | $8.45 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 65,857 | 65,857 | D |
| Stock Option (right to buy) | $11.71 | holding | — | — | — | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 6,042 | 6,042 | D |