SEC Form 4/A · accession 0001004702-17-000118
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher Maher
Officer — President and CEO · Director
Period of report
Mar 18, 2015
Accepted (ET)
Apr 11, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2015 | A | 5,165 | $0.00 | A | 24,731 | D | |
| Common StockF2 | holding | — | — | — | 2,514 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 475 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $17.37 | Mar 18, 2015 | A | 74,430 | A | Mar 1, 2016 | Mar 15, 2025 | Common Stock | 74,430 | 74,430 | D |
| Stock Option (Right to BuyF4 | $14.55 | holding | — | — | — | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 22,500 | 22,500 | D |
| Stock Option (Right to BuyF4 | $17.75 | holding | — | — | — | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2016. Total includes other restricted shares that vest in the future.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3This form is being filed to correct the number of options awarded to Mr. Maher on March 18, 2015.
- F4Options vest in five equal annual installments beginning on the date first exercisable.