SEC Form 4/A · accession 0001004702-17-000112
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Samuel Young
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 31, 2017 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Mar 15, 2017 | A | 1,035 | $0.00 | A | 15,168 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,918 | I | By Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $8.45 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 16,434 | 16,434 | D |
Explanation of responses
- F1This form is being filed to correct the number of shares awarded to Mr. Young on March 15, 2017.
- F2Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future.