SEC Form 4 · accession 0001004702-17-000054
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Angelo Catania
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 11:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2017 | A | 1,335 | $0.00 | A | 22,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.81 | holding | — | — | — | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 2,363 | 2,363 | D |
| Stock Option (right to buy) | $12.28 | holding | — | — | — | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 2,363 | 2,363 | D |
| Stock Option (right to buy) | $10.00 | holding | — | — | — | Feb 17, 2011 | Feb 17, 2020 | Common Stock | 3,310 | 3,310 | D |
| Stock Option (right to buy) | $13.87 | holding | — | — | — | Feb 18, 2012 | Feb 18, 2021 | Common Stock | 3,500 | 3,500 | D |
| Stock Option (right to buy) | $13.83 | holding | — | — | — | Feb 15, 2013 | Feb 15, 2022 | Common Stock | 3,500 | 3,500 | D |
| Stock Option (right to buy)F3 | $14.62 | holding | — | — | — | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
- F2Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future.
- F3Options vest in five equal annual installments beginning on the date first exercisable.