SEC Form 4 · accession 0001004702-17-000038
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Brady
Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 7, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2017 | S | 15,850 | $28.63 | D | 7,000 | I | By 401(k) |
| Common Stock | holding | — | — | — | 70,317 | D | ||
| Common Stock | holding | — | — | — | 14,613 | I | By ESOP | |
| Common Stock | holding | — | — | — | 3,280 | I | By Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 8,328 | I | By SERP | |
| Common Stock | holding | — | — | — | 3,866 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.37 | holding | — | — | — | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 4,780 | 4,780 | D |
| Stock Option (right to buy) | $8.45 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 65,857 | 65,857 | D |
| Stock Option (right to buy)F2 | $11.71 | holding | — | — | — | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 6,042 | 6,042 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $28.50 to $28.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
- F2Options vest in five equal annual installments beginning on the date first exercisable.