SEC Form 4 · accession 0001004702-17-000016

OCEANFIRST FINANCIAL CORP · OCFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 14, 2017

Accepted (ET)

Feb 15, 2017 · 5:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001004702

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share	Feb 14, 2017	M	4,801	$9.70	A	129,614	D
Common Stock, par value $0.01 per share^F1	Feb 14, 2017	S	4,801	$29.7181	D	124,813	D
Common Stock, par value $0.01 per share	holding	—	—		—	22,037	I	By spouse
Common Stock, par value $0.01 per share	holding	—	—		—	956	I	By daughter A
Common Stock, par value $0.01 per share	holding	—	—		—	956	I	By daughter B
Common Stock, par value $0.01 per share	holding	—	—		—	956	I	By daughter C
Common Stock, par value $0.01 per share^F2	holding	—	—		—	51,311	I	By IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)	$9.70	Feb 14, 2017	M	4,801	D	Jun 15, 2011	Jun 12, 2020	Common Stock	4,801	168,618	D

F1This transaction was executed in multiple trades at prices ranging from $29.70 to $29.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
F2Includes shares transferred from the Cape Bank Employee Stock Ownership Plan, which was terminated effective December 31, 2016.