SEC Form 4 · accession 0001004702-17-000008
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph Lebel III
Other
Period of report
Feb 6, 2017
Accepted (ET)
Feb 7, 2017 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2017 | M | 4,500 | $20.25 | A | 18,610 | D | |
| Common StockF1 | Feb 6, 2017 | M | 7,088 | $16.81 | A | 25,698 | D | |
| Common StockF1 | Feb 6, 2017 | F | 8,856 | $29.07 | D | 16,842 | D | |
| Common StockF2 | holding | — | — | — | 9,534 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 12,376 | I | By Esop | |
| Common StockF3 | holding | — | — | — | 660 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $20.25 | Feb 6, 2017 | M | 4,500 | D | Mar 2, 2008 | Mar 2, 2017 | Common Stock | 4,500 | 0 | D |
| Stock Option (right to buy) | $16.81 | Feb 6, 2017 | M | 7,088 | D | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 7,088 | 0 | D |
| Stock Option (right to buy) | $10.00 | holding | — | — | — | Feb 17, 2011 | Feb 17, 2020 | Common Stock | 9,925 | 9,925 | D |
| Stock Option (right to buy) | $13.87 | holding | — | — | — | Feb 18, 2012 | Feb 18, 2021 | Common Stock | 10,125 | 10,125 | D |
| Stock Option (right to buy)F4 | $13.83 | holding | — | — | — | Feb 15, 2013 | Feb 15, 2022 | Common Stock | 10,125 | 10,125 | D |
| Stock Option (right to buy)F4 | $14.62 | holding | — | — | — | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (right to buy)F4 | $14.55 | holding | — | — | — | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (right to buy)F4 | $17.75 | holding | — | — | — | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 24,375 | 24,375 | D |
| Stock Option (right to buy)F4 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy)F4 | $17.28 | holding | — | — | — | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 37,500 | 37,500 | D |
Explanation of responses
- F1Total includes shares of restricted Common stock that have not yet vested.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
- F4Options vest in five equal annual installments beginning on the date first exercisable.