SEC Form 4 · accession 0001179110-15-005731

Entertainment Gaming Asia Inc. · EGT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Mar 31, 2015

Accepted (ET)

Apr 2, 2015 · 2:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001004673

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock^F1	Mar 31, 2015	D	6,875	$0.00	D	590,267	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options (right to buy)^F2,F3	$4.844	Mar 31, 2015	D	13,750	D	Jan 2, 2017	Jan 2, 2024	Common stock	13,750	288,750	D

F1Represents shares forfeited by the Reporting Person. In January 2014, the Compensation Committee of the Issuer awarded the Reporting Person 12,500 shares of restricted common stock subject to forfeiture based on the performance of the Reporting Person. On March 31, 2015, the Compensation Committee of the Issuer determined that the performance conditions had not been fully met and that 6,875 shares previously issued to the Reporting Person should be forfeit and returned for cancellation.
F2Represents options forfeited by the Reporting Person. In January 2014, the Compensation Committee of the Issuer awarded the Reporting Person 25,000 shares of options subject to vesting and forfeiture based on the performance of the Reporting Person. On March 31, 2015, the Compensation Committee of the Issuer determined that the performance conditions had not been fully met and that 13,750 options previously issued to the Reporting Person should be forfeit and returned for cancellation.
F3Includes 27,500 options subject to vesting over the passage of time.