SEC Form 4 · accession 0001179110-17-007620
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Dalton
Officer — President and COO
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2017 | M | 90,000 | $99.66 | A | 284,971 | D | |
| Common Stock | May 17, 2017 | F | 72,410 | $151.08 | D | 212,561 | D | |
| Common Stock | Feb 21, 2017 | G | 5,960 | $0.00 | D | 14,252 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $99.66 | May 17, 2017 | M | 90,000 | D | Dec 31, 2015 | Jul 19, 2018 | Common Stock | 90,000 | 0 | D |