SEC Form 4 · accession 0001179110-17-002272
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Dalton
Officer — President and COO
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | M | 75,000 | $95.82 | A | 252,312 | D | |
| Common Stock | Feb 9, 2017 | F | 57,341 | $163.86 | D | 194,971 | D | |
| Common Stock | holding | — | — | — | 20,212 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $95.82 | Feb 9, 2017 | M | 75,000 | D | Dec 31, 2014 | Dec 14, 2017 | Common Stock | 75,000 | 0 | D |