SEC Form 4 · accession 0001179110-17-002269
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay C. Horgen
Officer — CFO and Treasurer
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | M | 75,000 | $99.66 | A | 168,916 | D | |
| Common Stock | Feb 9, 2017 | M | 45,000 | $95.82 | A | 213,916 | D | |
| Common Stock | Feb 9, 2017 | F | 39,089 | $163.86 | D | 174,827 | D | |
| Common StockF1 | Feb 9, 2017 | S | 70,000 | $163.58 | D | 104,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $99.66 | Feb 9, 2017 | M | 75,000 | D | Dec 31, 2015 | Jul 19, 2018 | Common Stock | 75,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $95.82 | Feb 9, 2017 | M | 45,000 | D | Dec 31, 2014 | Dec 14, 2017 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $162.00 to $164.30. Specific transaction details will be provided to the SEC upon request.