SEC Form 4 · accession 0001179110-16-033128
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean M Healey
Officer — CEO and Chairman · Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 26,432 | $95.82 | A | 122,292 | D | |
| Common StockF1 | Dec 14, 2016 | S | 26,432 | $156.95 | D | 95,860 | D | |
| Common Stock | Dec 15, 2016 | M | 35,568 | $95.82 | A | 131,428 | D | |
| Common StockF2 | Dec 15, 2016 | S | 35,568 | $153.27 | D | 95,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $95.82 | Dec 14, 2016 | M | 26,432 | D | Dec 31, 2014 | Dec 14, 2017 | Common Stock | 26,432 | 92,496 | D |
| Employee Stock Option (Right to Buy) | $95.82 | Dec 15, 2016 | M | 35,568 | D | Dec 31, 2014 | Dec 14, 2017 | Common Stock | 35,568 | 56,928 | D |
Explanation of responses
- F1The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $155.75 to $160.75. Specific transaction details will be provided to the SEC upon request.
- F2The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $151.05 to $156.43. Specific transaction details will be provided to the SEC upon request.