SEC Form 4 · accession 0001179110-16-031968
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Dalton
Officer — President and COO
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 75,000 | $62.91 | A | 195,727 | D | |
| Common Stock | Nov 18, 2016 | F | 51,020 | $141.57 | D | 144,707 | D | |
| Common Stock | Aug 8, 2016 | G | 6,930 | $0.00 | D | 34,576 | I | By Spouse |
| Common Stock | Aug 24, 2016 | G | 1,410 | $0.00 | D | 33,166 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $62.91 | Nov 18, 2016 | M | 75,000 | D | Dec 31, 2014 | Jul 20, 2017 | Common Stock | 75,000 | 0 | D |