SEC Form 4 · accession 0001179110-16-021652
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean M Healey
Officer — CEO and Chairman · Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | M | 1,611 | $62.04 | A | 86,624 | D | |
| Common Stock | Mar 10, 2016 | M | 1,589 | $62.91 | A | 88,213 | D | |
| Common Stock | Mar 10, 2016 | M | 1,003 | $99.66 | A | 89,216 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $62.04 | Mar 10, 2016 | M | 1,611 | D | Dec 31, 2013 | Jul 21, 2016 | Common Stock | 1,611 | 0 | D |
| Employee Stock Option (Right to Buy) | $62.91 | Mar 10, 2016 | M | 1,589 | D | Dec 31, 2014 | Jul 20, 2017 | Common Stock | 1,589 | 0 | D |
| Employee Stock Option (Right to Buy) | $99.66 | Mar 10, 2016 | M | 1,003 | D | Dec 31, 2015 | Jul 19, 2018 | Common Stock | 1,003 | 148,997 | D |