SEC Form 4 · accession 0001179110-16-020106
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Dalton
Officer — President and COO
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | M | 1,611 | $62.04 | A | 109,432 | D | |
| Common StockF1 | Feb 24, 2016 | A | 12,640 | $0.00 | A | 122,072 | D | |
| Common Stock | holding | — | — | — | 41,506 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $62.04 | Feb 22, 2016 | M | 1,611 | D | Dec 31, 2013 | Jul 21, 2016 | Common Stock | 1,611 | 0 | D |
Explanation of responses
- F1The 2015 Long-Term Growth Achievement Award became eligible to vest following the satisfaction of certain performance hurdles as previously described in the Company's proxy statement. The award vests in four equal installments on each of March 1, 2016 and January 1, 2017, 2018 and 2019.