SEC Form 4 · accession 0001179110-16-017072
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Billings
Officer — EVP, General Counsel & Sec.
Period of report
Jun 30, 2014
Accepted (ET)
Jan 5, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2014 | F | 228 | $205.40 | D | 380 | D | |
| Common StockF1 | Jun 30, 2015 | F | 287 | $218.60 | D | 702 | D | |
| Common Stock | Jan 1, 2016 | M | 632 | $0.00 | A | 1,334 | D | |
| Common StockF1 | Jan 1, 2016 | F | 233 | $159.76 | D | 1,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2 | $0.00 | Jan 1, 2016 | M | 632 | D | — | — | Common Stock | 632 | 1,896 | D |
Explanation of responses
- F1Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to a previously reported award.
- F2Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.