SEC Form 4 · accession 0001179110-16-017070
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean M Healey
Officer — CEO and Chairman · Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2016 | M | 8,795 | $0.00 | A | 8,795 | D | |
| Common Stock | Jan 1, 2016 | M | 10,743 | $0.00 | A | 19,538 | D | |
| Common StockF1 | Jan 1, 2016 | F | 7,447 | $159.76 | D | 12,091 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2 | $0.00 | Jan 1, 2016 | M | 8,795 | D | — | — | Common Stock | 8,795 | 8,796 | D |
| Stock UnitsF3 | $0.00 | Jan 1, 2016 | M | 10,743 | D | — | — | Common Stock | 10,743 | 32,232 | D |
Explanation of responses
- F1Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.
- F2Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.
- F3Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.