SEC Form 4 · accession 0001179110-15-007144
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay C. Horgen
Officer — CFO and Treasurer
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 1,611 | $62.04 | A | 34,101 | D | |
| Common Stock | May 1, 2015 | M | 15,000 | $62.91 | A | 34,101 | D | |
| Common StockF1 | May 1, 2015 | S | 22,411 | $226.97 | D | 34,101 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $62.04 | May 1, 2015 | M | 1,611 | D | Dec 31, 2013 | Jul 21, 2016 | Common Stock | 1,611 | 0 | D |
| Employee Stock Option (Right to Buy) | $62.91 | May 1, 2015 | M | 15,000 | D | Dec 31, 2014 | Jul 20, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $225.63 to $228.11. Specific transaction details will be provided to the SEC upon request.