SEC Form 4 · accession 0001179110-15-000241
AFFILIATED MANAGERS GROUP, INC. · AMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean M Healey
Officer — CEO and Chairman · Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004434
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2015 | M | 8,795 | $0.00 | A | 138,535 | D | |
| Common StockF2 | Jan 1, 2015 | F | 3,126 | $212.24 | D | 138,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF1 | $0.00 | Jan 1, 2015 | M | 8,795 | D | — | — | Common Stock | 8,795 | 17,591 | D |
Explanation of responses
- F1Following the satisfaction of certain performance criteria, the award vests in four equal installments from 2014 to 2017.
- F2Reflects the surrender of 3,126 shares of common stock to the Company to satisfy tax withholding obligations related to footnote 1.