SEC Form 4 · accession 0001209191-16-130980
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Rau
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | D | 22,211 | — | D | 0 | D | |
| Common StockF1 | Jul 1, 2016 | D | 4,610 | — | D | 0 | I | by John Rau Self-Declaration of Trust u/a/d 10/3/90 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F2 | — | Jul 1, 2016 | D | 1,603 | D | — | — | Common Stock | 1,603 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 23, 2015 (the "Merger Agreement"), by and among AGL Resources Inc., The Southern Company and AMS Corp., in exchange for $66.00 in cash for each share of AGL Resources Inc. common stock held immediately prior to the Effective Time of the merger, as defined in the Merger Agreement.
- F2Disposed of pursuant to the Merger Agreement in exchange for an amount in cash equal to the product of $66.00 and the total number of CSEs outstanding as of immediately prior to the Effective Time of the merger, as defined in the Merger Agreement.