SEC Form 4 · accession 0001209191-16-128290
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean R Ohare
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F3,F1,F2 | — | Jun 15, 2016 | A | 15 | A | — | — | Common Stock | 15 | 946 | D |
Explanation of responses
- F1The CSEs convert to common stock on a one-for-one basis.
- F2The CSEs are settled in cash upon the reporting person's termination of service.
- F3Includes an aggregate of 15.235 CSEs allocated to the reporting person's account on March 1, 2016 and June 1, 2016, pursuant to a dividend reinvestment feature of the CSE Plan.