SEC Form 4 · accession 0001209191-16-117721
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Rau
Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | A | 1,741 | $66.05 | A | 22,211 | D | |
| Common Stock | holding | — | — | — | 4,610 | I | by John Rau Self-Declaration of Trust u/a/d 10/3/90 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F1,F2 | — | May 3, 2016 | A | 1,590 | A | — | — | Common Stock | 1,590 | 1,590 | D |
Explanation of responses
- F1The CSEs convert to common stock on a one-for-one basis.
- F2The CSEs are settled in cash upon the reporting person's termination of service.