SEC Form 4 · accession 0001209191-16-117718
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis M Love
Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 3, 2016 | A | 1,741 | $66.05 | A | 44,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F5,F3,F4 | — | May 3, 2016 | A | 1,287 | A | — | — | Common Stock | 1,287 | 43,803 | D |
Explanation of responses
- F1Represents shares issued under the AGL Resources Inc. 2006 Non-Employee Directors Equity Compensation Plan.
- F2Includes 413.553 shares, 349.111 shares, 337.988 shares and 344.385 shares allocated to the reporting person's account on June 1, 2015, September 1, 2015, December 1, 2015 and March 1, 2016, respectively, pursuant to a dividend reinvestment feature of the AGL Resources Inc. Direct Stock Purchase and Dividend Reinvestment Plan.
- F3The CSEs convert to common stock on a one-for-one basis.
- F4The CSEs are settled in cash upon the reporting person's termination of service.
- F5Includes 346.292 CSEs allocated to the reporting person's account on March 1, 2016, pursuant to a dividend reinvestment feature of the CSE Plan.