SEC Form 4 · accession 0001209191-16-087792
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Somerhalder II
Officer — Chairman and CEO · Director
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2015 | M | 65,700 | $38.96 | A | 222,651 | D | |
| Common Stock | Dec 30, 2015 | F | 52,411 | $63.72 | D | 170,240 | D | |
| Common Stock | Dec 30, 2015 | M | 51,900 | $39.03 | A | 222,140 | D | |
| Common Stock | Dec 30, 2015 | F | 41,431 | $63.72 | D | 180,709 | D | |
| Common Stock | holding | — | — | — | 9,711 | I | By the John W. Somerhalder II Rev Trust uad 4/6/09 | |
| Common StockF1 | holding | — | — | — | 10,667 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 52,032 | I | By Non-Qualified Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $38.96 | Dec 30, 2015 | M | 65,700 | D | Jan 30, 2008 | Jan 30, 2017 | Common Stock | 65,700 | 0 | D |
| Employee Stock Option (right to buy) | $39.03 | Dec 30, 2015 | M | 51,900 | D | Feb 5, 2009 | Feb 5, 2018 | Common Stock | 51,900 | 0 | D |
Explanation of responses
- F1Information as of statement dated September 30, 2015.