SEC Form 4 · accession 0001209191-15-085751
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter I Tumminello
Officer — EVP & Pres., Sequent Energy
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2015 | M | 4,400 | $38.96 | A | 39,449 | D | |
| Common StockF2 | Dec 15, 2015 | S | 4,400 | $63.019 | D | 35,049 | D | |
| Common Stock | Dec 15, 2015 | M | 3,500 | $39.03 | A | 38,549 | D | |
| Common StockF2 | Dec 15, 2015 | S | 3,500 | $63.019 | D | 35,049 | D | |
| Common Stock | Dec 15, 2015 | M | 4,970 | $31.09 | A | 40,019 | D | |
| Common StockF2 | Dec 15, 2015 | S | 4,970 | $63.019 | D | 35,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $38.96 | Dec 15, 2015 | M | 4,400 | D | Jan 30, 2008 | Jan 30, 2017 | Common Stock | 4,400 | 0 | D |
| Employee Stock Option (right to buy) | $39.03 | Dec 15, 2015 | M | 3,500 | D | Feb 5, 2009 | Feb 5, 2018 | Common Stock | 3,500 | 0 | D |
| Employee Stock Option (right to buy) | $31.09 | Dec 15, 2015 | M | 4,970 | D | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 4,970 | 0 | D |
Explanation of responses
- F1Includes an aggregate of 248.712 shares allocated to the reporting person's account on December 1, 2015 pursuant to a dividend reinvestment feature of the AGL Resources Inc. Direct Stock Purchase and Dividend Reinvestment Plan. Also includes 108.353 shares allocated to the reporting person's account on December 1, 2015 under the AGL Resources Inc. Employee Stock Purchase Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.11, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.