SEC Form 4 · accession 0001209191-15-070771
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John W Somerhalder II
Officer — Chairman and CEO · Director
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2015 | M | 200,000 | $35.83 | A | 296,290 | D | |
| Common Stock | Sep 11, 2015 | F | 157,499 | $60.55 | D | 138,791 | D | |
| Common Stock | Sep 11, 2015 | M | 66,800 | $31.09 | A | 205,591 | D | |
| Common Stock | Sep 11, 2015 | F | 49,883 | $60.55 | D | 155,708 | D | |
| Common Stock | holding | — | — | — | 29,711 | I | By the John W. Somerhalder II Rev trust uad 4/6/09 | |
| Common StockF2 | holding | — | — | — | 10,579 | I | by 401(k) | |
| Common StockF2 | holding | — | — | — | 51,240 | I | by Non-Qualified Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F5,F3,F4 | $0.00 | Sep 11, 2015 | A | 44 | A | — | — | Common Stock | 44 | 52,042 | D |
Explanation of responses
- F1Includes 68.9530 shares and 602.4910 shares allocated to the reporting person's account on September 1, 2015 pursuant to a dividend reinvestment feature of the AGL Resources Inc. Direct Stock Purchase and Dividend Reinvestment Plan. Also includes 130.3530 shares allocated to the reporting person's account on September 1, 2015 under the AGL Resources Inc. Employee Stock Purchase Plan.
- F2Information as of statement dated June 30, 2015.
- F3Immediately.
- F4The units are to be settled in cash upon the reporting person's termination of employment based on the fair market value of the Company's common stock as of the date of valuation. The reporting person may transfer the value of his common stock equivalent units into an alternative investment account at any time prior to settlement.
- F5Includes 435.0939 CSEs allocated to the reporting person's account on September 1, 2015, pursuant to a dividend reinvestment feature of the AGL Resources Inc. Non-Qualified Savings Plan.