SEC Form 4 · accession 0001209191-15-066461
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Somerhalder II
Officer — Chairman and CEO · Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 14, 2015 | S | 5,000 | $49.1476 | D | 29,711 | I | By the John W. Somerhalder II Rev Trust uad 4/6/09 |
| Common Stock | holding | — | — | — | 95,488 | D | ||
| Common StockF3 | holding | — | — | — | 10,579 | I | by 401(k) | |
| Common StockF3 | holding | — | — | — | 51,240 | I | by Non-Qualified Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F4,F5 | $0.00 | Aug 14, 2015 | A | 55 | A | — | — | Common Stock | 55 | 51,518 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.86 to $49.46, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Information as of statement dated June 30, 2015.
- F4Immediately.
- F5The units are to be settled in cash upon the reporting person's termination of employment based on the fair market value of the Company's common stock as of the date of valuation. The reporting person may transfer the value of his common stock equivalent units into an alternative investment account at any time prior to settlement.