SEC Form 4 · accession 0001209191-15-061403
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Somerhalder II
Officer — Chairman and CEO · Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jul 15, 2015 | S | 5,000 | $48.0927 | D | 39,711 | I | By the John W. Somerhalder II Rev Trust uad 4/6/09 |
| Common StockF2,F3 | Jul 15, 2015 | S | 5,000 | $48.1015 | D | 34,711 | I | By the John W. Somerhalder II Rev Trust uad 4/6/09 |
| Common StockF1 | holding | — | — | — | 95,488 | D | ||
| Common StockF4 | holding | — | — | — | 10,579 | I | by 401(k) | |
| Common StockF4 | holding | — | — | — | 51,240 | I | by Non-Qualified Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 80.534 shares and 713.704 shares allocated to the reporting person's account on June 1, 2015 pursuant to a dividend reinvestment feature of the AGL Resources Inc. Direct Stock Purchase and Dividend Reinvestment Plan. Also includes 134.004 shares allocated to the reporting person's account on June 1, 2015 under the AGL Resources Inc. Employee Stock Purchase Plan.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2014.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.27, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Information as of statement dated June 30, 2015.