SEC Form 4 · accession 0001209191-15-051437
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Somerhalder II
Officer — Chairman and CEO · Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F3,F1,F2 | $0.00 | Jun 5, 2015 | A | 57 | A | — | — | Common Stock | 57 | 51,238 | D |
Explanation of responses
- F1Immediately.
- F2The units are to be settled in cash upon the reporting person's termination of employment based on the fair market value of the Company's common stock as of the date of valuation. The reporting person may transfer the value of his common stock equivalent units into an alternative investment account at any time prior to settlement.
- F3Includes 512.0339 CSEs allocated to the reporting person's account on June 1, 2015, pursuant to a dividend reinvestment feature of the AGL Resources Inc. Non-Qualified Savings Plan.