SEC Form 4 · accession 0001209191-15-037408
AGL RESOURCES INC · GAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bettina M Whyte
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 14,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent Units (CSEs)F4,F2,F3 | — | Apr 28, 2015 | A | 2,465 | A | — | — | Common Stock | 2,465 | 20,648 | D |
Explanation of responses
- F1Includes 65.007 shares, 65.913 shares, 67.435 shares and 77.535 shares allocated to the reporting person's account on June 1, 2014, September 1, 2014, December 1, 2014 and March 1, 2015, respectively pursuant to a dividend reinvestment feature of the AGL Resources Inc. Direct Stock Purchase and Dividend Reinvestment Plan.
- F2The CSEs convert to common stock on a one-for-one basis.
- F3The CSEs are settled in cash upon the reporting person's termination of service.
- F4Includes 191.714 CSEs allocated to the reporting person's account on March 2, 2015, pursuant to a dividend reinvestment feature of the CSE Plan.