SEC Form 4 · accession 0001437749-26-026613
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Batten
Officer — President and CEO · Director · 10% Owner
Period of report
Aug 5, 2026
Accepted (ET)
Aug 7, 2026 · 5:17 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Aug 5, 2026 | F | 15,479 | $23.336 | D | 459,955 | D | |
| COMMON STOCKF2 | Aug 5, 2026 | A | 78,693 | $24.01 | A | 538,648 | D | |
| COMMON STOCKF3 | Aug 5, 2026 | F | 36,986 | $24.01 | D | 501,662 | D | |
| COMMON STOCKF4 | Aug 5, 2026 | A | 18,756 | $24.01 | A | 520,418 | D | |
| COMMON STOCK | holding | — | — | — | 2,457 | I | 401(k) | |
| COMMON STOCKF5 | holding | — | — | — | 160,019 | I | As Trustee | |
| COMMON STOCKF6 | holding | — | — | — | 201,156 | I | As Trustee | |
| COMMON STOCKF7 | holding | — | — | — | 115,456 | I | As Trustee | |
| COMMON STOCKF8 | holding | — | — | — | 114,976 | I | As Trustee | |
| COMMON STOCKF9 | holding | — | — | — | 106,744 | I | As Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3(d).
- F2Vesting of Performance Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Long-Term Incentive Compensation Plan.
- F3Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance stock granted to the Reporting Person pursuant to Rule 16b-3(d).
- F4Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Omnibus Incentive Plan. Grant will vest 100% on 8/5/2029.
- F5As trustee of Michael E. Batten Marital Trust.
- F6As trustee of Michael E. Batten Family Trust.
- F7As trustee of Elizabeth Batten Stribney Trust.
- F8As trustee of Timothy Michael Batten Trust.
- F9As trustee of Louise Vemet Batten Grantor Trust.