SEC Form 4 · accession 0001127602-17-032999
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Batten
Officer — President and CEO · Director · 10% Owner
Period of report
Nov 21, 2017
Accepted (ET)
Nov 21, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | S | 3,000 | $27.3069 | D | 188,927 | D | |
| Common Stock | holding | — | — | — | 2,457 | I | 401(k) | |
| Common StockF2 | holding | — | — | — | 221,156 | I | As Trustee | |
| Common StockF3 | holding | — | — | — | 221,155 | I | As Trustee | |
| Common StockF4 | holding | — | — | — | 45,440 | I | As Trustee | |
| Common StockF5 | holding | — | — | — | 44,960 | I | As Trustee | |
| Common StockF6 | holding | — | — | — | 45,440 | I | As Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.467464, inclusive. The reporting person undertakes to provide to Twin Disc, Incorporated, any security holder of Twin Disc, Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2As trustee of Michael E. Batten Marital Trust
- F3As trustee of Michael E. Batten Family Trust
- F4As trustee of Elizabeth Batten Stribney Trust.
- F5As trustee of Timothy Michael Batten Trust.
- F6As trustee of Louise Vernet Batten Grantor Trust.