SEC Form 4 · accession 0001127602-17-025011
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Batten
Officer — President and CEO · Director · 10% Owner
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2017 | A | 19,259 | $16.94 | A | 191,927 | D | |
| Common Stock | holding | — | — | — | 2,457 | I | 401(k) | |
| Common StockF2 | holding | — | — | — | 221,156 | I | As Trustee | |
| Common StockF3 | holding | — | — | — | 221,155 | I | As Trustee | |
| Common StockF4 | holding | — | — | — | 45,440 | I | As Trustee | |
| Common StockF5 | holding | — | — | — | 44,960 | I | As Trustee | |
| Common StockF6 | holding | — | — | — | 45,440 | I | As Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/2/2020.
- F2As trustee of Michael E. Batten Marital Trust
- F3As trustee of Michael E. Batten Family Trust
- F4As trustee of Elizabeth Batten Stribney Trust.
- F5As trustee of Timothy Michael Batten Trust.
- F6As trustee of Louise Vernet Batten Grantor Trust.