SEC Form 4 · accession 0001127602-16-044516
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Batten
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 14, 2015
Accepted (ET)
Mar 2, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | J | 45,440 | $0.00 | A | 45,440 | I | As Trustee |
| Common Stock | holding | — | — | — | 150,478 | D | ||
| Common Stock | holding | — | — | — | 2,457 | I | 401(k) | |
| Common StockF2 | holding | — | — | — | 45,440 | I | As Trustee | |
| Common StockF3 | holding | — | — | — | 44,960 | I | As Trustee | |
| Common StockF4 | holding | — | — | — | 428,970 | I | As Trustee | |
| Common StockF5,F6 | holding | — | — | — | 10,400 | I | As Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects reporting person's appointment as trustee of the John H. Batten and Katherine V. Batten Family Trust, dated December 13, 1976, and the Batten Family Trust, dated October 21, 1988. Shares were transferred on January 8, 2016 to the Louise Vernet Batten Grantor Trust, for which reporting person serves as trustee.
- F2As trustee of Elizabeth Batten Stribney Trust.
- F3As trustee of Timothy Michael Batten Trust.
- F4As trustee of Michael E. Batten Trust.
- F5As trustee of Gloria S. Batten Trust.
- F6Reporting person is also trustee and guardian over 1,956,456 shares of common stock held for the benefit of non-immediate family members, for which Section 16 reporting is not required.