SEC Form 4 · accession 0001127602-15-029604
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold M Stratton II
Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2015 | A | 4,555 | $0.00 | A | 26,454 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.005 | holding | — | — | — | Oct 20, 2006 | Oct 20, 2016 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $27.545 | holding | — | — | — | Oct 19, 2007 | Oct 19, 2017 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $10.01 | holding | — | — | — | Oct 17, 2008 | Oct 17, 2018 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $14.61 | holding | — | — | — | Oct 16, 2009 | Oct 16, 2019 | Common Stock | 1,200 | 1,200 | D |
Explanation of responses
- F1Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.