SEC Form 4 · accession 0001127602-15-029448
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold M Stratton II
Director
Period of report
Oct 21, 2015
Accepted (ET)
Oct 22, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2015 | M | 1,200 | $10.1125 | A | 21,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.1125 | Oct 21, 2015 | M | 1,200 | D | Oct 21, 2005 | Oct 21, 2015 | Common Stock | 1,200 | 0 | D |
| Stock Options | $18.005 | holding | — | — | — | Oct 20, 2006 | Oct 20, 2016 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $27.545 | holding | — | — | — | Oct 19, 2007 | Oct 19, 2017 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $10.01 | holding | — | — | — | Oct 17, 2008 | Oct 17, 2018 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $14.61 | holding | — | — | — | Oct 16, 2009 | Oct 16, 2019 | Common Stock | 1,200 | 1,200 | D |