SEC Form 4 · accession 0001127602-15-024116
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Batten
Officer — President and CEO · Director · 10% Owner
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2015 | A | 20,519 | $15.90 | A | 150,478 | D | |
| Common Stock | holding | — | — | — | 2,422 | I | 401(k) | |
| Common StockF2,F6 | holding | — | — | — | 428,970 | I | As Trustee | |
| Common StockF3,F6 | holding | — | — | — | 10,400 | I | As Trustee | |
| Common StockF4,F6 | holding | — | — | — | 45,440 | I | As Trustee | |
| Common StockF5,F6 | holding | — | — | — | 44,960 | I | As Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 7/31/2018.
- F2As trustee of Michael E. Batten Trust.
- F3As trustee of Gloria S. Batten Trust.
- F4As trustee of Elizabeth Batten Stribney Trust.
- F5As trustee of Timothy Michael Batten Trust.
- F6Reporting person is also trustee and guardian over 1,956,456 shares of common stock held for the benefit of non-immediate family members, for which Section 16 reporting is not required.