SEC Form 4 · accession 0001127602-15-022290
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Malcolm F Moore
Officer — Executive VP-Operations
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | D | 2,942 | $0.00 | D | 12,211 | D | |
| Common StockF2 | Jul 1, 2015 | A | 2,942 | $0.00 | A | 15,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.005 | holding | — | — | — | Oct 20, 2006 | Oct 20, 2016 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $27.545 | holding | — | — | — | Oct 19, 2007 | Oct 19, 2017 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $10.01 | holding | — | — | — | Oct 17, 2008 | Jun 30, 2018 | Common Stock | 1,200 | 1,200 | D |
| Stock Options | $14.61 | holding | — | — | — | Oct 16, 2009 | Jun 30, 2018 | Common Stock | 1,200 | 1,200 | D |
Explanation of responses
- F1Restricted Shares forfeited back to the Company due to resignation from Board of Directors.
- F2Award of Common Stock in conjunction with appointment as Officer.