SEC Form 4 · accession 0001127602-15-005006
TWIN DISC INC · TWIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Batten
Officer — President and CEO · Director · 10% Owner
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2015 | G | 45,444 | $0.00 | A | 136,363 | D | |
| Common StockF2,F6 | Feb 5, 2015 | J | 428,970 | $0.00 | A | 428,970 | I | As Trustee |
| Common StockF3,F6 | Feb 5, 2015 | J | 10,400 | $0.00 | A | 10,400 | I | As Trustee |
| Common StockF4,F6 | Feb 5, 2015 | J | 45,440 | $0.00 | A | 45,440 | I | As Trustee |
| Common StockF5,F6 | Feb 5, 2015 | J | 44,960 | $0.00 | A | 44,960 | I | As Trustee |
| Common Stock | holding | — | — | — | 2,399 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects distribution to reporting person of shares previously held in family trust for his benefit.
- F2Reflects reporting person's appointment as trustee of Michael E. Batten Grantor Trust.
- F3Reflects reporting person's appointment as trustee of Gloria S. Batten Grantor Trust.
- F4Reflects reporting person's appointment as trustee of Elizabeth Batten Stribney Grantor Trust.
- F5Reflects reporting person's appointment as trustee of Timothy Michael Batten Grantor Trust.
- F6Reporting person is also trustee and guardian over 1,956,456 shares of common stock held for the benefit of non-immediate family members, for which Section 16 reporting is not required.