SEC Form 4 · accession 0001104659-17-030838
HEADWATERS INC · HW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Chieffe
Director
Period of report
May 8, 2017
Accepted (ET)
May 8, 2017 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 8, 2017 | D | 16,100 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the merger agreement between issuer and Boral Limited, amounts deferred under the Headwaters Director Deferred Compensation Plan were deemed invested in the issuer's common stock, and each share of issuer's common stock purchased by the issuer and held as treasury stock immediately prior to the effective time of the merger was canceled with director receiving a cash payment of $24.25 per share, without interest.